Adopted and Filed

Declaratory orders, ch 12

Untitled document

ARC 9446C

TRANSPORTATION DEPARTMENT[761]

Adopted and Filed

Rulemaking related to declaratory orders

The Transportation Department hereby rescinds Chapter 12, “Declaratory Orders,” Iowa Administrative Code, and adopts a new chapter with the same title.

Legal Authority for Rulemaking

This rulemaking is adopted under the authority provided in Iowa Code sections 17A.9, 17A.19 and 307.12(1)“j.”

State or Federal Law Implemented

This rulemaking implements, in whole or in part, Iowa Code sections 17A.9 and 17A.19.

Purpose and Summary

This rulemaking repromulgates Chapter 12 in compliance with Executive Order 10. Chapter 12 explains the process for filing with the Department a petition for a declaratory order and how the Department will respond to that petition.

Public Comment and Changes to Rulemaking

Notice of Intended Action for this rulemaking was published in the Iowa Administrative Bulletin on April 16, 2025, as ARC 9093C. A public hearing was held on the following date(s):

●May 6, 2025

●May 8, 2025

No one attended the public hearings. No public comments were received. No changes from the Notice have been made.

Adoption of Rulemaking

This rulemaking was adopted by the Department on June 10, 2025.

Fiscal Impact

This rulemaking has no fiscal impact to the State of Iowa.

Jobs Impact

After analysis and review of this rulemaking, no impact on jobs has been found.

Waivers

Any person who believes that the application of the discretionary provisions of this rulemaking would result in hardship or injustice to that person may petition the Department for a waiver of the discretionary provisions, if any, pursuant to 761—Chapter 11.

Review by Administrative Rules Review Committee

The Administrative Rules Review Committee, a bipartisan legislative committee which oversees rulemaking by executive branch agencies, may, on its own motion or on written request by any individual or group, review this rulemaking at its regular monthly meeting or at a special meeting. The Committee’s meetings are open to the public, and interested persons may be heard as provided in Iowa Code section 17A.8(6).

Effective Date

This rulemaking will become effective on August 27, 2025.

The following rulemaking action is adopted:

ITEM 1.Rescind 761—Chapter 12 and adopt the following new chapter in lieu thereof:

CHAPTER 12

DECLARATORY ORDERS

761—12.1(17A) Definitions.

“Declaratory order” means the department’s interpretation of a statute, rule or order as applied to specified circumstances. A declaratory order is issued in response to a petition for declaratory order.

“Director” means the director of transportation or the director’s designee.

“Petition for declaratory order” means a formal request from a person or agency to the department asking how the department will apply a statute, rule or order based on a specific set of facts contained in the petition. The purpose of the petition is to seek binding advice from the department, not to challenge a decision that the department has already made.

761—12.2(17A) Petition for declaratory order.

12.2(1) Any person or agency may file with the department a petition for declaratory order.

12.2(2) The petition is to be submitted to the rules administrator either by mail to Rules Administrator, Office of the Director, Iowa Department of Transportation, 800 Lincoln Way, Ames, Iowa 50010; or by email to the rules administrator’s email address listed on the department’s website at iowadot.gov/administrativerules.

12.2(3) The petition is to be typewritten or legibly handwritten in ink and is to substantially conform to the following form:

IOWA DEPARTMENT OF TRANSPORTATION

800 Lincoln Way, Ames, Iowa 50010

PETITION BY (insert petitioner’s name)

FOR DECLARATORY ORDER ON

(insert number of statute, rule, etc. and brief description of subject matter)

}

DOCKET NO.

PETITION FOR DECLARATORY

ORDER

(In separate numbered paragraphs, the petition shall include the following.)

1.The petitioner’s name, address and telephone number.

2.The exact words, passages, sentences or paragraphs of statutes, rules, etc. that are the subject of the inquiry.

3.A clear, concise and complete statement of all relevant facts for which the order is requested.

4.The uncertainties or conflicting interpretations that arise when the cited statutes, rules, etc.are applied to the facts.

5.(Optional) The interpretation urged based upon the facts set forth.

6.The reasons for the petition and a full disclosure of the petitioner’s interest.

7.Whether the petitioner is currently a party to a rulemaking, contested case or judicial proceeding involving the controversy or uncertainty.

8.The names and addresses, when known, of other persons who may be affected by the declaratory order.

12.2(4) The petition is to be dated and signed by the petitioner or, if applicable, petitioner’s representative.

12.2(5) If applicable, the petition is also to include the name, address and telephone number of the petitioner’s representative and a statement indicating the person to whom communications concerning the petition should be directed.

12.2(6) The date of receipt of the petition is the day it reaches the department’s rules administrator. The administrator will within five days of receipt send an acknowledgment of receipt with the assigned docket number to the petitioner or, if applicable, petitioner’s representative.

761—12.3(17A) Action on petition.

12.3(1) A declaratory order or an order declining to issue a declaratory order is issued by the director.

12.3(2) The director may issue an order declining to issue a declaratory order on some or all of the questions raised in the petition for any of the following reasons:

a.The petition does not substantially comply with the required form.

b.The petition does not contain facts sufficient to demonstrate that the petitioner will be aggrieved or adversely affected by the failure of the department to issue a declaratory order.

c.The department does not have jurisdiction over the questions presented in the petition.

d.The questions presented in the petition are also presented in a current rulemaking, contested case, or other agency or judicial proceeding that may definitively resolve them.

e.The questions presented in the petition would more properly be resolved in a different type of proceeding or by another body with jurisdiction over the matter.

f.The questions posed or facts presented in the petition are unclear, vague, incomplete, overbroad, insufficient, or otherwise inappropriate as a basis upon which to issue a declaratory order.

g.There is no need to issue a declaratory order because the questions raised in the petition have been settled due to a change in circumstances.

h.The petition is not based upon facts calculated to aid in the planning of future conduct but is, instead, based solely upon prior conduct in an effort to establish the effect of that conduct or to challenge a department decision already made.

i.The petition requests a declaratory order that would necessarily determine the legal rights, duties or responsibilities of other persons who have not joined in the petition or filed a similar petition and whose position on the questions presented may fairly be presumed to be adverse to that of the petitioner.

j.The petitioner requests the department to determine whether a statute is unconstitutional on its face.

12.3(3) If the director issues an order declining to issue a declaratory order, the order needs to indicate the specific grounds for declining to issue a declaratory order and constitutes final agency action on the petition.

761—12.4(17A) Effect of a declaratory order. A declaratory order is binding on the department and the petitioner and is applicable only in circumstances where the relevant facts and the law involved are indistinguishable from those on which the order was based. As to all other persons, a declaratory order serves only as precedent and is not binding on the department. The issuance of a declaratory order constitutes final agency action on the petition.

These rules are intended to implement Iowa Code sections 17A.9 and 17A.19.

[Filed 6/23/25, effective 8/27/25]

[Published 7/23/25]

EDITOR’S NOTE: For replacement pages for IAC, see IAC Supplement 7/23/25.

Transportation Department

Official Document

  • Declaratory orders, ch 12
  • Published on 7/23/2025
  • 19 Views
  • Adopted and Filed

The official published PDF of this document is available from the Iowa General Assembly’s Administrative Rules page.

View Official PDF

View the Iowa Administrative Bulletin for 7/23/2025.

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Related Notices

Administrative Rule References

The following administrative rule references were added to this document. You may click a reference to view related notices.

Rule 761-12.1 Rule 761-12.2 Rule 761-12.3 Rule 761-12.4

Iowa Code References

The following Iowa code references were added to this document. You may click a reference to view related notices.

Iowa Code 17A.19 Iowa Code 17A.9

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